FSCA, FAIS, Crypto Ruan de Jonge 2024/11/12 FSCA, FAIS, Crypto Ruan de Jonge 2024/11/12 FSCA Extends Regulatory Exam Exemption for Crypto FSPs Until June 2025 Read More FAIS, FSCA, Regulators Ruan de Jonge 2024/10/17 FAIS, FSCA, Regulators Ruan de Jonge 2024/10/17 UPDATE: FAIS Ombud’s Compensation Limit Increased to R3.5 million Read More FAIS Ruan de Jonge 2024/10/15 FAIS Ruan de Jonge 2024/10/15 Guardians of Integrity: Combating FAIS Exam Fraud in Financial Services Read More FAIS Ruan de Jonge 2024/09/17 FAIS Ruan de Jonge 2024/09/17 A Closer Look at South Africa’s Two-Pot Retirement System Read More FSCA, FAIS Ruan de Jonge 2024/08/13 FSCA, FAIS Ruan de Jonge 2024/08/13 Regulating Financial Advice on Social Media: FSCA's New Focus Read More FICA, FAIS Ruan de Jonge 2024/06/04 FICA, FAIS Ruan de Jonge 2024/06/04 Understanding the FSCA’s DPI 2024 Directive: A Guide for Accountable Institutions Read More FAIS, FSCA Guest User 2024/01/31 FAIS, FSCA Guest User 2024/01/31 IMPORTANT REGULATORY UPDATES: FAIS NOTICES 79-81 AND 85 OF 2023 Read More FAIS, FSCA Guest User 2023/12/13 FAIS, FSCA Guest User 2023/12/13 FSCA COMMUNICATION 33 OF 2023 UNVEILS OMNI-CBR DEVELOPMENTS Read More FAIS, FICA, Financial Guest User 2023/09/26 FAIS, FICA, Financial Guest User 2023/09/26 INTERNATIONAL FUNDS TRANSFER REPORT Read More FAIS, Financial, FSCA Guest User 2023/06/29 FAIS, Financial, FSCA Guest User 2023/06/29 EXTENSION OF EXEMPTIONS RELATING TO PRIVATE EQUITY FUNDS Read More Crypto, FAIS, FICA, FSCA, Key Individual Guest User 2023/05/25 Crypto, FAIS, FICA, FSCA, Key Individual Guest User 2023/05/25 CRYPTO ASSET FSP’S – EXEMPTIONS AND FSP APPLICATION FORMS Read More FAIS, FICA, Financial, FSCA, Regulators Guest User 2023/03/24 FAIS, FICA, Financial, FSCA, Regulators Guest User 2023/03/24 Checklist for Compliance: What Brokers Need to Keep on File for Retail Clients According to FAIS and FICA Regulations Read More AML, FAIS, FICA, Financial Guest User 2023/01/13 AML, FAIS, FICA, Financial Guest User 2023/01/13 FSP'S - COLLECTION OF PREMIUMS - SEPARATE BANK ACCOUNTS Read More AML, FAIS, FICA, Financial Guest User 2022/11/21 AML, FAIS, FICA, Financial Guest User 2022/11/21 PODCAST SNIPPET - POWER FM DISCUSSION ON AML WITH ADRIAAN VAN WYK Read More FAIS, Crypto Guest User 2022/10/28 FAIS, Crypto Guest User 2022/10/28 FAIS CRYPTO CHANGES & LICENSING Read More CBR, FAIS Guest User 2022/07/26 CBR, FAIS Guest User 2022/07/26 FAIS CBR REPORTS - RECENT WORKSHOP FEEDBACK Read More FAIS, FSCA Guest User 2022/01/28 FAIS, FSCA Guest User 2022/01/28 THE DEBARMENT ISSUE Read More FAIS, FSCA, Financial, Regulators Guest User 2021/09/28 FAIS, FSCA, Financial, Regulators Guest User 2021/09/28 FINANCIAL SOUNDNESS FOR FAIS FSPS Read More FAIS, Property Syndication Guest User 2021/06/30 FAIS, Property Syndication Guest User 2021/06/30 LATEST SHAREMAX APPEALS CASE Read More COFI, FAIS, FSCA Guest User 2020/10/21 COFI, FAIS, FSCA Guest User 2020/10/21 FAIS TO BE REPLACED BY COFI - 2ND BILL TABLED Read More Older Posts
FSCA, FAIS, Crypto Ruan de Jonge 2024/11/12 FSCA, FAIS, Crypto Ruan de Jonge 2024/11/12 FSCA Extends Regulatory Exam Exemption for Crypto FSPs Until June 2025 Read More
FAIS, FSCA, Regulators Ruan de Jonge 2024/10/17 FAIS, FSCA, Regulators Ruan de Jonge 2024/10/17 UPDATE: FAIS Ombud’s Compensation Limit Increased to R3.5 million Read More
FAIS Ruan de Jonge 2024/10/15 FAIS Ruan de Jonge 2024/10/15 Guardians of Integrity: Combating FAIS Exam Fraud in Financial Services Read More
FAIS Ruan de Jonge 2024/09/17 FAIS Ruan de Jonge 2024/09/17 A Closer Look at South Africa’s Two-Pot Retirement System Read More
FSCA, FAIS Ruan de Jonge 2024/08/13 FSCA, FAIS Ruan de Jonge 2024/08/13 Regulating Financial Advice on Social Media: FSCA's New Focus Read More
FICA, FAIS Ruan de Jonge 2024/06/04 FICA, FAIS Ruan de Jonge 2024/06/04 Understanding the FSCA’s DPI 2024 Directive: A Guide for Accountable Institutions Read More
FAIS, FSCA Guest User 2024/01/31 FAIS, FSCA Guest User 2024/01/31 IMPORTANT REGULATORY UPDATES: FAIS NOTICES 79-81 AND 85 OF 2023 Read More
FAIS, FSCA Guest User 2023/12/13 FAIS, FSCA Guest User 2023/12/13 FSCA COMMUNICATION 33 OF 2023 UNVEILS OMNI-CBR DEVELOPMENTS Read More
FAIS, FICA, Financial Guest User 2023/09/26 FAIS, FICA, Financial Guest User 2023/09/26 INTERNATIONAL FUNDS TRANSFER REPORT Read More
FAIS, Financial, FSCA Guest User 2023/06/29 FAIS, Financial, FSCA Guest User 2023/06/29 EXTENSION OF EXEMPTIONS RELATING TO PRIVATE EQUITY FUNDS Read More
Crypto, FAIS, FICA, FSCA, Key Individual Guest User 2023/05/25 Crypto, FAIS, FICA, FSCA, Key Individual Guest User 2023/05/25 CRYPTO ASSET FSP’S – EXEMPTIONS AND FSP APPLICATION FORMS Read More
FAIS, FICA, Financial, FSCA, Regulators Guest User 2023/03/24 FAIS, FICA, Financial, FSCA, Regulators Guest User 2023/03/24 Checklist for Compliance: What Brokers Need to Keep on File for Retail Clients According to FAIS and FICA Regulations Read More
AML, FAIS, FICA, Financial Guest User 2023/01/13 AML, FAIS, FICA, Financial Guest User 2023/01/13 FSP'S - COLLECTION OF PREMIUMS - SEPARATE BANK ACCOUNTS Read More
AML, FAIS, FICA, Financial Guest User 2022/11/21 AML, FAIS, FICA, Financial Guest User 2022/11/21 PODCAST SNIPPET - POWER FM DISCUSSION ON AML WITH ADRIAAN VAN WYK Read More
FAIS, Crypto Guest User 2022/10/28 FAIS, Crypto Guest User 2022/10/28 FAIS CRYPTO CHANGES & LICENSING Read More
CBR, FAIS Guest User 2022/07/26 CBR, FAIS Guest User 2022/07/26 FAIS CBR REPORTS - RECENT WORKSHOP FEEDBACK Read More
FAIS, FSCA, Financial, Regulators Guest User 2021/09/28 FAIS, FSCA, Financial, Regulators Guest User 2021/09/28 FINANCIAL SOUNDNESS FOR FAIS FSPS Read More
FAIS, Property Syndication Guest User 2021/06/30 FAIS, Property Syndication Guest User 2021/06/30 LATEST SHAREMAX APPEALS CASE Read More
COFI, FAIS, FSCA Guest User 2020/10/21 COFI, FAIS, FSCA Guest User 2020/10/21 FAIS TO BE REPLACED BY COFI - 2ND BILL TABLED Read More
